Later,
I began reading historical novels, progressing from Geoffrey Trease to Rosemary
Sutcliff and later to Mary Renault, among others. I was always very firm, though, that I wanted
stories about history, not just
costume stories set in the past. That is, stories that showed me a different
era, its different culture and values.
It's
sometimes said that historical fiction began in the 19th century with Sir
Walter Scott, which seems unlikely on the face of it. There have always been
stories set in the past, right back to the oldest surviving fictional work, The Epic of Gilgamesh. Written in its
earliest surviving form around 1800 BC, it was set about seven hundred years
earlier.
The
same can be said about Homer's works, believed to have been
"written"* around four hundred years after the events they describe
took place. Or didn't take place, but the thing that prevents the Iliad and the Odyssey from being historical fiction isn't that the Trojan War
might never have happened. It's the fact that Homer makes no attempt to portray
late Bronze Age Greece, instead presenting a society very much like the one he
lived in.
The
same was true of the mediaeval romancers, from Chrétien de Troyes to Thomas
Malory, whose stories were theoretically set in 5th century Britain or the 8th
century Frankish Empire, but were actually an idealised picture of the writers'
own times. Very idealised, in fact. For the most part, the romancers seemed to
be giving a vision of how their society should have been, rather than how it
was.
That
isn't history. The Greek word historia originally
meant inquiry or investigation. Early authors wrote "investigations" into
various topics, but the word took on its current meaning when Herodotus
undertook to investigate the root causes of the war between Greece and Persia.
His criteria for what constituted historical events may have left something to
be desired (he identified one of the earliest phases of the quarrel as Zeus's
abduction of Europa) but his approach was essentially sound: to understand the
present by first understanding the past.
Later
Greek and Roman historians, such as Thucydides and Tacitus, developed the
discipline further, but mediaeval "history" devolved into little more
than a recital of events, real or imagined. It was in this climate that the
word history was co-opted to refer to any tale: it's still histoire in French, and was reduced to story in English. History as we know it wasn't really reborn until
the Renaissance** and took a quantum leap in the 18th century with Edward
Gibbon and The Decline and Fall of the
Roman Empire.
Nevertheless,
there was historical fiction long before Scott, particularly in two widely
separated cultures. The Chinese novel reached the beginning of its classic
period in the 14th century, and two of the earliest great works were
unmistakably historical in theme. The
Water Margin told the story of a group of outlaws a couple of centuries
earlier, while The Romance of the Three
Kingdoms went back a thousand years further. While these novels' motives
seem to have been partly to illuminate their own turbulent times by presenting
parallels from the past, they portrayed history in ways that the epic poets and
romancers of Europe hadn't attempted.
The
other haven of early historical fiction was Iceland between the 12th and 15th
centuries, where some of the earliest European novels were written in a culture
whose literacy rate wouldn't look too shabby today. Some of the sagas retold
the old legends of gods and heroes, but most were set in 10th century Iceland
and explored the processes, a little reminiscent of the taming of the Wild
West, by which the anarchic settlers gradually coalesced into the Icelandic
Commonwealth with the world's oldest parliament. One or two, such as Ari's Saga, dealt with more recent
events.
Genuine
historical fiction occurs elsewhere now and then. Quite a few of Shakespeare's
plays are certainly historical and arguably (Richard III, for instance) fictional. On the other hand, while many
of the Gothic novels of the 18th century are set in the past, this is largely
no more than a conveniently dramatic setting.
Scott
wasn't quite the first modern historical novelist, but he was the one who made
it fashionable. He was followed by, among many others, Marryat, Blackmore and
Stevenson in Britain, Fennimore Cooper in America, Hugo and Dumas père in
France, and authors in many more countries. By the 20th century, historical
fiction was well established.
As
in ancient times, setting a story in the past doesn't necessarily make it
historical fiction. The Hungarian critic and philosopher György Lukácz argued
that Scott was the first true historical novelist because he treated the
historical period as socially and culturally distinct from his own time. Though
I'd argue that this could also be said of the Chinese and Icelandic works
mentioned, it does rule out many works, notably a large proportion of costume
romances, which aren't particularly interested in exploring the period, as well
as many recent "historical" TV shows where the characters are little
more than modern people in fancy dress.
Historical
fiction is usually associated with periods substantially in the past, but
arguably it can be set within living memory. The best-known historical novel by
Charles Dickens, A Tale of Two Cities,
was set little more than sixty years before its publication, and Hugo's Les Misérables was a good deal more
recent. Historical fiction can certainly be written now about World War 2, and
perhaps a good deal later. Perhaps your attitude to that will depend on your
age, but it can be disturbing to have events you clearly remember described as
history.***
Whether
you set your historical novel in Pharaonic Egypt or in the 20th century,
though, it must be approached with the curiosity and analysis — the investigation
— of a historian. Otherwise, it's just a bunch of people in nice clothes acting
out a modern story. Which can be fun, but it isn't historical fiction.
*
It's unlikely Homer actually wrote his
work down. Writing disappeared in Greece after the fall of the Bronze Age
palaces, since its main function was for palace records and accounts, and was
probably not re-introduced till after Homer's time, via the Phoenicians. The
only oblique reference Homer makes to writing (in Glaucus's story of
Bellerophon) suggests he'd heard of it but had no idea what it was.
**
I'm referring here to the European study
of history, which is what most concerns us in the English-speaking world. The
discipline flourished in other parts of the world, such as China and the
Islamic Empire.
***
Such as the recent "historical"
Doctor Who stories set in the
seventies and eighties. Puh-lease.